ROSC
Hartford Multifactor Small Cap ETF
ROSC tracks a rules-based index designed to provide exposure to small cap equities with less volatility than traditional cap-weighted indices.
US
EQUITY
Rules-Based
MANAGEMENT STYLE
$ 36.1 M
ASSETS UNDER MGMT
34 bp
EXPENSES
Fund Basics
| Inception date | Mar 24, 2015 |
| Regulation | Open-End Investment Company |
| Fund Website | link... |
| Distributions | Semi-annual |
| Currency | USD |
| Holdings Transparency | Full |
| Derivatives-based | No |
| Options available | No |
| Currency hedged | No |
| Fund of funds | No |
Top 10 Holdings
| CAREER EDUCATION CORP | 1.7 % |
| MACY'S INC | 1.5 % |
| PTC THERAPEUTICS INC | 1.4 % |
| CRANE HOLDINGS, CO. | 1.3 % |
| HNI CORP | 1.3 % |
| INDIVIOR PLC | 1.2 % |
| FREQUENCY ELECTRONICS INC | 1.2 % |
| GARRETT MOTION, INC. | 1.1 % |
| DILLARDS INC-CL A | 1.1 % |
| SUPERNUS PHARMACEUTICALS INC | 1.1 % |
Constituent Breakdown
| Number of holdings | 312 |
| Herfindahl-Hirschman Index | 58 |
| Wgt avg mkt cap (mns) | $2,319 |
| Large cap (>$10bn) | 1.4% |
| Mid cap ($2-10bn) | 44.9% |
| Small cap (<$2bn) | 48.4% |
| Developed mkts. | 97.1% |
| Emerging mkts. | 0.0% |
Sector Breakdown
Country Exposure
 |
UNITED STATES | 94.2 % |
 |
BERMUDA | 1.7 % |
 |
PUERTO RICO | 0.8 % |
Historical Performance
Standardized Performance (as of 02/28/2026)
| YTD | 1 YR | 2 YR | 3 YR | 5 YR | 10 YR | 20 YR | Incep. | |
|---|---|---|---|---|---|---|---|---|
| Price Returns | 7.1% | 18.6% | 11.0% | 9.5% | 7.0% | 8.7% | -- | 6.5% |
| Dividend Yield | 0.0% | 2.6% | 2.4% | 2.4% | 2.2% | 2.5% | -- | 2.5% |
| Total Returns | 7.1% | 21.2% | 13.4% | 11.9% | 9.3% | 11.1% | -- | 9.0% | Ann. Volatility | 16.1% | 19.4% | 19.1% | 18.7% | 19.6% | 20.3% | -- | 20.1% |
Market Correlations
| versus... | Beta | R-squared |
| S&P 500 | 0.80 | 64% |
| MSCI EAFE | 0.82 | 48% |
| MSCI Emg Mkts | 0.66 | 38% |
Liquidity Measures
| Avg. volume (000) | 2 |
| ADV traded (mns) | $0 |
| Turnover | 0.3% |
| Avg. Bid/Ask (% of price) | 0.37% |
Technical Indicators
| 30d moving avg. (EMA) | $49.56 |
| Relative strength (RSI) | 45 |
| MACD/Signal | -0.40/-0.06 |
| Bollinger Bands (Upper/Lower) | $51.98/$47.94 |
| Short interest (% of AUM) | 0.5% |
Distributions
Assets Under Management (mns)
Money Flows (mns)
Short Interest (as % of shares outstanding)
Long Money Flows (mns)
Top Ten Comparable ETFs only shown here. For an extended list become an Individual or Professional subscriber. Start your FREE trial
Comparable ETFs Based on Overlap
| Ticker | Fund Name | Overlap vs. ROSC |
Expenses vs. ROSC |
ALTAR Score™ vs. ROSC |
|---|---|---|---|---|
| DES | WisdomTree U.S. SmallCap Dividend Fund | 28.6% | +4 bp | +0.5% |
| EES | WisdomTree U.S. SmallCap Fund | 26.3% | +4 bp | +1.0% |
| SMLV | State Street SPDR US Small Cap Low Volatility Index ETF | 26.1% | -22 bp | -4.6% |
| SQLV | Royce Quant Small-Cap Quality Value ETF | 25.5% | +26 bp | +0.8% |
| CSA | VictoryShares US Small Cap Volatility Wtd ETF | 25.5% | +1 bp | -1.4% |
| FYX | First Trust Small Cap Core AlphaDEX Fund | 24.8% | +27 bp | -1.9% |
| FLQS | Franklin U.S. Small Cap Multifactor Index ETF | 24.8% | +1 bp | -1.3% |
| JPSE | JPMorgan Diversified Return U.S. Small Cap Equity ETF | 24.0% | -5 bp | -0.9% |
| FYT | First Trust Small Cap Value AlphaDEX Fund | 24.0% | +39 bp | +2.3% |
| AFSM | First Trust Active Factor Small Cap ETF | 23.3% | +41 bp | -1.0% |
Risk and Returns: ROSC vs. Comps (1 YR)
Notes: Top 10 overlapping ETFs. Funds with insufficient history not shown. Some funds may overlap. Hover over data point for ticker symbol.
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Results & Estimates (USD)
| 2020 | 2021 | 2022 | 2023 | 2024 | 2025 | 2026 | 2027 | ||
|---|---|---|---|---|---|---|---|---|---|
| Sales per share | -- | -- | -- | -- | -- | -- | -- | ||
| change (%) | -- | -- | -- | -- | -- | -- | -- | ||
| Earnings per share | -- | -- | -- | -- | -- | -- | -- | ||
| change (%) | -- | -- | -- | -- | -- | -- | -- | ||
| Dividends per share | -- | -- | -- | -- | -- | -- | -- | ||
| change (%) | -- | -- | -- | -- | -- | -- | -- | ||
| Book value per share | -- | -- | -- | -- | -- | -- | -- | ||
| change (%) | -- | -- | -- | -- | -- | -- | -- |
Return on Equity
Net Margins
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Valuation Metrics
| Fwd Est | 2025 | 2026 | 2027 | |
| Price-to-sales | --x | --x | --x | --x |
| Price-to-earnings | --x | --x | --x | --x |
| Price-to-cash flow | --x | --x | --x | --x |
| Price-to-growth | --x | --x | --x | --x |
| Price-to-book value | --x | --x | --x | --x |
| Yield | --% | --% | --x | --% |
Based on closing prices from 3/20/2026
Peer Group Comparison Sample data. Subscribe for access.
Price-to-Earnings
Price-to-Sales
Price-to-Book Value
Price-to-Cash Flow
Price-to-Growth
Dividend Yield
Historical Valuation Trends Sample data. Subscribe for access.
SHOWING:
Price-to-Earnings
Price-to-Earnings
Notes: Based on adjusted historical results for current fund constituents. May differ from results achieved by past fund constituents. Max P/E of 100x.
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ETF Research Center Rating
8.5%
ALTAR SCORE™
91st
PERCENTILE
SPECULATIVE
ETFRC RATING
There are 1,189 funds in the US Equity category with an average
ALTAR Score™ of 5.7% and a standard deviation
of 2.1%. ROSC's ALTAR Score™ is approximately 1.3 standard
deviations above the category average. This places ROSC in the 91st percentile
among funds in the category.
Sell-Side Consensus
$59.45
PRICE TARGET
+24.1%
UPSIDE