FYT
First Trust Small Cap Value AlphaDEX Fund
First Trust Small Cap Value AlphaDEX Fund seeks investment results that correspond to the Defined Small Cap Value Index.
US
EQUITY
Rules-Based
MANAGEMENT STYLE
$ 174.7 M
ASSETS UNDER MGMT
73 bp
EXPENSES
Fund Basics
| Inception date | Apr 19, 2011 |
| Regulation | Open-Ended Fund |
| Fund Website | link... |
| Distributions | Quarterly |
| Currency | USD |
| Holdings Transparency | Full |
| Derivatives-based | No |
| Options available | Yes |
| Currency hedged | No |
| Fund of funds | No |
Top 10 Holdings
Complete list +
| CRANE HOLDINGS, CO. | 1.5 % |
| GEO GROUP INC/THE | 0.8 % |
| ORGANON & CO. | 0.8 % |
| HARLEY-DAVIDSON INC | 0.8 % |
| DOUGLAS EMMETT INC | 0.8 % |
| RLJ LODGING TRUST | 0.7 % |
| DORIAN LPG LTD | 0.7 % |
| APPLE HOSPITALITY REIT INC | 0.7 % |
| HIGHWOODS PROPERTIES INC | 0.7 % |
| ARDENT HEALTH PARTNERS INC | 0.7 % |
Constituent Breakdown
| Number of holdings | 263 |
| Herfindahl-Hirschman Index | 48 |
| Wgt avg mkt cap (mns) | $2,166 |
| Large cap (>$10bn) | 1.3% |
| Mid cap ($2-10bn) | 43.0% |
| Small cap (<$2bn) | 53.6% |
| Developed mkts. | 99.1% |
| Emerging mkts. | 0.3% |
Sector Breakdown
Country Exposure
 |
UNITED STATES | 95.2 % |
 |
BERMUDA | 1.7 % |
 |
PUERTO RICO | 1.2 % |
Historical Performance
Standardized Performance (as of 05/31/2026)
| YTD | 1 YR | 2 YR | 3 YR | 5 YR | 10 YR | 20 YR | Incep. | |
|---|---|---|---|---|---|---|---|---|
| Price Returns | 16.3% | 35.5% | 11.3% | 15.8% | 4.6% | 8.6% | -- | 8.1% |
| Dividend Yield | 0.4% | 1.7% | 1.7% | 1.8% | 1.6% | 1.6% | -- | 1.3% |
| Total Returns | 16.7% | 37.2% | 13.0% | 17.6% | 6.1% | 10.2% | -- | 9.4% | Ann. Volatility | 17.0% | 18.9% | 22.4% | 21.9% | 22.6% | 26.0% | -- | 24.5% |
Market Correlations
| versus... | Beta | R-squared |
| S&P 500 | 0.95 | 35% |
| MSCI EAFE | 0.70 | 31% |
| MSCI Emg Mkts | 0.42 | 20% |
Liquidity Measures
| Avg. volume (000) | 14 |
| ADV traded (mns) | $1 |
| Turnover | 0.5% |
| Avg. Bid/Ask (% of price) | 0.29% |
Technical Indicators
| 30d moving avg. (EMA) | $65.19 |
| Relative strength (RSI) | 56 |
| MACD/Signal | 0.22/0.14 |
| Bollinger Bands (Upper/Lower) | $67.70/$63.21 |
| Short interest (% of AUM) | 0.0% |
Distributions
Top Ten Comparable ETFs only shown here. For an extended list become an Individual or Professional subscriber. Start your FREE trial
Comparable ETFs Based on Overlap
| Ticker | Fund Name | Overlap vs. FYT |
Expenses vs. FYT |
ALTAR Score™ vs. FYT |
|---|---|---|---|---|
| FYX | First Trust Small Cap Core AlphaDEX Fund | 55.5% | -12 bp | -4.2% |
| EES | WisdomTree U.S. SmallCap Fund | 37.5% | -35 bp | -1.5% |
| SLYV | State Street SPDR S&P 600 Small Cap Value ETF | 32.9% | -58 bp | -1.1% |
| VIOV | Vanguard S&P Small-Cap 600 Value ETF | 32.8% | -63 bp | -1.1% |
| BSVO | EA Bridgeway Omni Small-Cap Value ETF | 30.0% | -26 bp | -2.1% |
| CSA | VictoryShares US Small Cap Volatility Wtd ETF | 29.5% | -38 bp | -2.7% |
| ROSC | Hartford Multifactor Small Cap ETF | 28.6% | -39 bp | -2.2% |
| DES | WisdomTree U.S. SmallCap Dividend Fund | 28.4% | -35 bp | -1.7% |
| AVSC | Avantis U.S Small Cap Equity ETF | 26.4% | -48 bp | -5.1% |
| RWJ | Invesco S&P SmallCap 600 Revenue ETF | 26.0% | -34 bp | -2.4% |
Risk and Returns: FYT vs. Comps (1 YR)
Notes: Top 10 overlapping ETFs. Funds with insufficient history not shown. Some funds may overlap. Hover over data point for ticker symbol.
Content on this tab for Individual & Professional subscribers only. Start your FREE trial
Results & Estimates (USD)
| 2020 | 2021 | 2022 | 2023 | 2024 | 2025 | 2026 | 2027 | ||
|---|---|---|---|---|---|---|---|---|---|
| Sales per share | -- | -- | -- | -- | -- | -- | -- | ||
| change (%) | -- | -- | -- | -- | -- | -- | -- | ||
| Earnings per share | -- | -- | -- | -- | -- | -- | -- | ||
| change (%) | -- | -- | -- | -- | -- | -- | -- | ||
| Dividends per share | -- | -- | -- | -- | -- | -- | -- | ||
| change (%) | -- | -- | -- | -- | -- | -- | -- | ||
| Book value per share | -- | -- | -- | -- | -- | -- | -- | ||
| change (%) | -- | -- | -- | -- | -- | -- | -- |
Return on Equity
Net Margins
Content on this tab for Individual & Professional subscribers only. Start your FREE trial
Valuation Metrics
| Fwd Est | 2025 | 2026 | 2027 | |
| Price-to-sales | --x | --x | --x | --x |
| Price-to-earnings | --x | --x | --x | --x |
| Price-to-cash flow | --x | --x | --x | --x |
| Price-to-growth | --x | --x | --x | --x |
| Price-to-book value | --x | --x | --x | --x |
| Yield | --% | --% | --x | --% |
Based on closing prices from 5/30/2026
Peer Group Comparison
Sample data. Subscribe for access.
Historical Valuation Trends Sample data. Subscribe for access.
Notes: Based on adjusted historical results for current fund constituents. May differ from results achieved by past fund constituents. Max P/E of 100x.
Some content on this tab for Individual & Professional subscribers only. Start your FREE trial
ETF Research Center Rating
10.0%
ALTAR SCORE™
99th
PERCENTILE
SPECULATIVE
ETFRC RATING
There are 1,400 funds in the US Equity category with an average
ALTAR Score™ of 5.3% and a standard deviation
of 2.1%. FYT's ALTAR Score™ is approximately 2.2 standard
deviations above the category average. This places FYT in the 99th percentile
among funds in the category.
Sell-Side Consensus
$76.89
PRICE TARGET
+16.6%
UPSIDE