FYT
First Trust Small Cap Value AlphaDEX Fund
First Trust Small Cap Value AlphaDEX Fund seeks investment results that correspond to the Defined Small Cap Value Index.
US
EQUITY
Rules-Based
MANAGEMENT STYLE
$ 162.3 M
ASSETS UNDER MGMT
73 bp
EXPENSES
Fund Basics
| Inception date | Apr 19, 2011 |
| Regulation | Open-Ended Fund |
| Fund Website | link... |
| Distributions | Quarterly |
| Currency | USD |
| Holdings Transparency | Full |
| Derivatives-based | No |
| Options available | Yes |
| Currency hedged | No |
| Fund of funds | No |
Top 10 Holdings
Complete list +
| CRANE HOLDINGS, CO. | 1.7 % |
| HARLEY-DAVIDSON INC | 0.7 % |
| ARDENT HEALTH PARTNERS INC | 0.7 % |
| APPLE HOSPITALITY REIT INC | 0.7 % |
| SPECTRUM BRANDS HOLDINGS INC | 0.7 % |
| WINNEBAGO INDUSTRIES | 0.7 % |
| FORESTAR GROUP INC. | 0.7 % |
| ERA GROUP INC | 0.7 % |
| SIRIUSPOINT LTD | 0.7 % |
| ARMOUR RESIDENTIAL REIT, INC. | 0.7 % |
Constituent Breakdown
| Number of holdings | 263 |
| Herfindahl-Hirschman Index | 48 |
| Wgt avg mkt cap (mns) | $2,166 |
| Large cap (>$10bn) | 1.3% |
| Mid cap ($2-10bn) | 43.0% |
| Small cap (<$2bn) | 53.6% |
| Developed mkts. | 99.1% |
| Emerging mkts. | 0.4% |
Sector Breakdown
Country Exposure
 |
UNITED STATES | 95.1 % |
 |
BERMUDA | 1.8 % |
 |
PUERTO RICO | 1.3 % |
Historical Performance
Standardized Performance (as of 03/31/2026)
| YTD | 1 YR | 2 YR | 3 YR | 5 YR | 10 YR | 20 YR | Incep. | |
|---|---|---|---|---|---|---|---|---|
| Price Returns | 9.0% | 24.3% | 6.6% | 10.6% | 4.2% | 8.1% | -- | 7.8% |
| Dividend Yield | 0.4% | 1.6% | 1.6% | 1.7% | 1.6% | 1.6% | -- | 1.3% |
| Total Returns | 9.4% | 25.8% | 8.3% | 12.3% | 5.7% | 9.6% | -- | 9.1% | Ann. Volatility | 18.4% | 24.3% | 22.5% | 22.2% | 22.6% | 26.0% | -- | 24.6% |
Market Correlations
| versus... | Beta | R-squared |
| S&P 500 | 0.97 | 57% |
| MSCI EAFE | 0.89 | 42% |
| MSCI Emg Mkts | 0.67 | 32% |
Liquidity Measures
| Avg. volume (000) | 25 |
| ADV traded (mns) | $2 |
| Turnover | 1.0% |
| Avg. Bid/Ask (% of price) | 0.30% |
Technical Indicators
| 30d moving avg. (EMA) | $62.04 |
| Relative strength (RSI) | 59 |
| MACD/Signal | 0.56/0.18 |
| Bollinger Bands (Upper/Lower) | $64.31/$58.88 |
| Short interest (% of AUM) | 0.0% |
Distributions
Top Ten Comparable ETFs only shown here. For an extended list become an Individual or Professional subscriber. Start your FREE trial
Comparable ETFs Based on Overlap
| Ticker | Fund Name | Overlap vs. FYT |
Expenses vs. FYT |
ALTAR Score™ vs. FYT |
|---|---|---|---|---|
| FYX | First Trust Small Cap Core AlphaDEX Fund | 57.3% | -12 bp | -4.0% |
| EES | WisdomTree U.S. SmallCap Fund | 36.6% | -35 bp | -1.3% |
| VIOV | Vanguard S&P Small-Cap 600 Value ETF | 33.8% | -63 bp | -0.8% |
| SLYV | State Street SPDR S&P 600 Small Cap Value ETF | 33.5% | -58 bp | -0.8% |
| IJS | iShares S&P Small-Cap 600 Value ETF | 33.4% | -55 bp | -0.9% |
| BSVO | EA Bridgeway Omni Small-Cap Value ETF | 30.3% | -26 bp | -2.0% |
| CSA | VictoryShares US Small Cap Volatility Wtd ETF | 28.2% | -38 bp | -2.9% |
| DES | WisdomTree U.S. SmallCap Dividend Fund | 28.1% | -35 bp | -1.7% |
| AVSC | Avantis U.S Small Cap Equity ETF | 26.9% | -48 bp | -5.1% |
| RWJ | Invesco S&P SmallCap 600 Revenue ETF | 26.2% | -34 bp | -2.1% |
Risk and Returns: FYT vs. Comps (1 YR)
Notes: Top 10 overlapping ETFs. Funds with insufficient history not shown. Some funds may overlap. Hover over data point for ticker symbol.
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Results & Estimates (USD)
| 2020 | 2021 | 2022 | 2023 | 2024 | 2025 | 2026 | 2027 | ||
|---|---|---|---|---|---|---|---|---|---|
| Sales per share | -- | -- | -- | -- | -- | -- | -- | ||
| change (%) | -- | -- | -- | -- | -- | -- | -- | ||
| Earnings per share | -- | -- | -- | -- | -- | -- | -- | ||
| change (%) | -- | -- | -- | -- | -- | -- | -- | ||
| Dividends per share | -- | -- | -- | -- | -- | -- | -- | ||
| change (%) | -- | -- | -- | -- | -- | -- | -- | ||
| Book value per share | -- | -- | -- | -- | -- | -- | -- | ||
| change (%) | -- | -- | -- | -- | -- | -- | -- |
Return on Equity
Net Margins
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Valuation Metrics
| Fwd Est | 2025 | 2026 | 2027 | |
| Price-to-sales | --x | --x | --x | --x |
| Price-to-earnings | --x | --x | --x | --x |
| Price-to-cash flow | --x | --x | --x | --x |
| Price-to-growth | --x | --x | --x | --x |
| Price-to-book value | --x | --x | --x | --x |
| Yield | --% | --% | --x | --% |
Based on closing prices from 4/15/2026
Peer Group Comparison Sample data. Subscribe for access.
Price-to-Earnings
Price-to-Sales
Price-to-Book Value
Price-to-Cash Flow
Price-to-Growth
Dividend Yield
Historical Valuation Trends Sample data. Subscribe for access.
SHOWING:
Price-to-Earnings
Price-to-Earnings
Notes: Based on adjusted historical results for current fund constituents. May differ from results achieved by past fund constituents. Max P/E of 100x.
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ETF Research Center Rating
10.1%
ALTAR SCORE™
99th
PERCENTILE
SPECULATIVE
ETFRC RATING
There are 1,201 funds in the US Equity category with an average
ALTAR Score™ of 5.5% and a standard deviation
of 2.1%. FYT's ALTAR Score™ is approximately 2.2 standard
deviations above the category average. This places FYT in the 99th percentile
among funds in the category.
Sell-Side Consensus
$77.48
PRICE TARGET
+19.3%
UPSIDE