FYX

First Trust Small Cap Core AlphaDEX Fund

First Trust Small Cap Core AlphaDEX Fund seeks investment results that correspond generally to the Defined Small Cap Core Index.


Rules-Based, Diverse

MANAGEMENT MATRIX

FYT

CLOSEST COMP

FACTOR SCORECARD

SIZE
VALUE
YIELD
MOMENTUM
VOLATILITY
QUALITY
Fund Basics
Fund sponsorFirst Trust Advisors LP
CategoryUS Equities
Asset classEquity
Websitelink...
Inception dateMay 08, 2007
Assets (mns)$872
Expense ratio61 bp
CurrencyUSD
Sector Breakdown
Fund Structure
RegulationOpen-Ended Fund
DistributionsQuarterly
Taxation1099
Stock selectionMulti-Factor
WeightingTiered
Holdings TransparencyFull
Derivatives-basedNo
Options availableYes
Currency hedgedNo
Fund of fundsNo
Top 10 Holdings Complete list  + 
FRANK'S INTERNATIONAL NV 0.6 %
OSCAR HEALTH, INC. CLASS A 0.6 %
MODINE MANUFACTURING CO 0.4 %
RXSIGHT, INC. 0.4 %
INTEGRATED ELECTRICAL SERVIC 0.4 %
CRANE HOLDINGS, CO. 0.4 %
TRIPADVISOR INC 0.4 %
URBAN OUTFITTERS INC 0.4 %
FORTRESS TRANSPORTATION & INFRASTRUCTURE 0.4 %
ARCHROCK INC. 0.4 %
Constituent Breakdown
Number of holdings526
Herfindahl-Hirschman Index 24
Wgt avg mkt cap (mns)$2,403
Large cap (>$10bn)0.9%
Mid cap ($2-10bn)52.0%
Small cap (<$2bn)47.1%
Developed mkts.100.0%
Emerging mkts.0.0%
Country Exposure
UNITED STATES 96.6 %
NETHERLANDS 0.7 %
BERMUDA 0.6 %
PUERTO RICO 0.6 %
Historical Performance


Standardized Annual Returns (as of 01/31/2024)
YTD1 YR2 YR3 YR5 YR10 YRIncep.
-4.2% 4.3% 2.2% 5.5% 9.8% 8.1% 7.6%
Market Correlations
versus...BetaR-squared
S&P 5001.0773%
MSCI EAFE1.0868%
MSCI Emg Mkts0.7535%
Liquidity Measures
Avg. volume (000)36
Turnover0.4%
Avg. Bid/Ask (% of price)0.27%
ADV of underlying (mns)$14,327
Technical Indicators
Recent close$90.12
30d moving avg.$82.80
Annualized volatility22.2%
Relative strength (RSI)70
Short interest (ETF)0.3%
Short interest (underlying)6.6%
Distributions
Assets Under Management (mns)

Money Flows (mns)

Short Interest (as % of shares outstanding)

Long Money Flows (mns)

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Risk and Returns: FYX vs. Comps (1 YR)

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Results & Estimates
  2019 2020 2021 2022 2023 2024E 2025E  
Sales per share -- -- -- -- -- -- --
  change (%) -- -- -- -- -- -- --
Earnings per share -- -- -- -- -- -- --
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Dividends per share -- -- -- -- -- -- --
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Book value per share -- -- -- -- -- -- --
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Return on Equity
Net Margins
EPS Revision Activity (6 mo. ago = 100%)
Compound Annual Growth Rates

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Valuation Metrics
  2023 2024E Fwd Est 2025E
Price-to-sales --x --x --x --x
Price-to-earnings --x --x --x --x
Price-to-cash flow --x --x --x --x
Price-to-growth --x --x --x --x
Price-to-book value --x --x --x --x
Yield --% --% --x --%
0.9 13.7 1.0 2.4% --
Based on closing prices from 2/28/2024
Historical Valuation Trends Sample data. Subscribe for access.

SHOWING:
Price-to-Earnings
FYX



Notes: Based on adjusted historical results for current fund constituents. May differ from results achieved by past fund constituents. Max P/E of 100x.

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ETF Research Center Fund Rating

Our measure of an ETF's overall investment merit

ALTAR Score™

FYX

7.0%

Cat. Avg

5.7%

Fund Category: US Equities

Avg. Return on Equity--%
Divided by: Fwd. P/BV--x
Less: Expenses-- bp
Equals: ALTAR Score™7.0%
Recommendation

OVERWEIGHT

Above average appreciation potential. A rating of OVERWEIGHT is assigned to ETFs with ALTAR Scores in the 4th quintile (ranking higher than 60%-80%) of their category. Typically, funds in this category consist of stocks trading at attractive valuations and/or having above-average fundamentals.

Category Overview
There are 885 funds in the US Equities category, with an average ALTAR Score™ of 5.7% and a standard deviation of 2.9%. FYX's ALTAR Score™ is approximately 0.4 standard deviations above the category average. This places FYX in the 67th percentile among funds in the category.
Consensus Recommendation

Sell-side recommendations on the ETF's individual constituents

Composite
FYX
Peer Average
SELL
U/W
HOLD
O/W
BUY



Recent Trends


Breakdown

 

Market Activity
Latest price
Change
Volume
Bid/Ask Spread
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Today's Trading

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Total Cost of Ownership (TCO) Comparison
Expense (bp)
(A)
Avg. Bid/Ask (bp)
(B)
TCO (bp)
(A)+(B)
FYX 61.0 26.9 87.9
Peer Avg. -- -- --
  For a detailed cost analysis of this and any other ETF use the TCO Comparison Tool .
Fundamental data for individual fund constituents sourced from FactSet Research Systems.