SDVY

First Trust SMID Cap Rising Dividend Achievers ETF

SDVY tracks an equally weighted index of small- and midcap US companies with historically increasing dividends that meet various fundamental criteria.


US

EQUITY

Rules-Based

MANAGEMENT STYLE

7.7 B

ASSETS UNDER MGMT

60 bp

EXPENSES
Fund Basics
Fund sponsorFirst Trust
CategoryUS
Asset classEquity
Websitelink...
Inception dateNov 02, 2017
Assets (mns)$7,724
Expense ratio60 bp
CurrencyUSD
Sector Breakdown
Fund Structure
RegulationOpen-Ended Fund
DistributionsQuarterly
Taxation1099
Stock selectionFundamental
WeightingEqual
Holdings TransparencyFull
Derivatives-basedNo
Options availableYes
Currency hedgedNo
Fund of fundsNo
Top 10 Holdings Complete list  + 
TEXAS PACIFIC LAND CORPORATION 1.6 %
CAREER EDUCATION CORP 1.4 %
UNUM GROUP 1.3 %
SYNCHRONY FINANCIAL 1.3 %
EAST WEST BANCORP INC 1.3 %
CAL-MAINE FOODS INC 1.2 %
SNAP-ON INC 1.2 %
SELECT ENERGY SERVICES, INC. CLASS A 1.2 %
COMFORT SYSTEMS USA INC 1.2 %
WINTRUST FINANCIAL CORP 1.2 %
Constituent Breakdown
Number of holdings96
Herfindahl-Hirschman Index 107
Wgt avg mkt cap (mns)$12,976
Large cap (>$10bn)45.6%
Mid cap ($2-10bn)50.0%
Small cap (<$2bn)3.4%
Developed mkts.100.0%
Emerging mkts.0.0%
Country Exposure
UNITED STATES 93.8 %
BERMUDA 3.0 %
PUERTO RICO 1.9 %
SWITZERLAND 1.2 %
Historical Performance


Standardized Performance (as of 11/30/2024)
 YTD1 YR2 YR3 YR5 YR10 YRIncep.
Total Returns 23.3% 38.1% 22.8% 13.9% 15.5% -- 11.6%
Volatility 17.9% 18.9% 20.1% 22.0% 27.2% -- --
Market Correlations
versus...BetaR-squared
S&P 5001.0967%
MSCI EAFE1.0663%
MSCI Emg Mkts0.7430%
Liquidity Measures
Avg. volume (000)2,035
Turnover1.0%
Avg. Bid/Ask (% of price)0.06%
ADV of underlying (mns)$12,885
Technical Indicators
Recent close$38.72
30d moving avg.$36.36
Annualized volatility23.3%
Relative strength (RSI)52
Short interest (ETF)0.2%
Short interest (underlying)3.2%
Distributions
Assets Under Management (mns)

Money Flows (mns)

Short Interest (as % of shares outstanding)

Long Money Flows (mns)

Top Ten Comparable ETFs only shown here. For an extended list become an Individual or Professional subscriber. Start your FREE trial

Risk and Returns: SDVY vs. Comps (1 YR)

Notes: Top 10 overlapping ETFs. Funds with insufficient history not shown. Some funds may overlap. Hover over data point for ticker symbol.

Content on this tab for Individual & Professional subscribers only. Start your FREE trial

Results & Estimates
  2019 2020 2021 2022 2023 2024E 2025E  
Sales per share -- -- -- -- -- -- --
  change (%) -- -- -- -- -- -- --
Earnings per share -- -- -- -- -- -- --
  change (%) -- -- -- -- -- -- --
Dividends per share -- -- -- -- -- -- --
  change (%) -- -- -- -- -- -- --
Book value per share -- -- -- -- -- -- --
  change (%) -- -- -- -- -- -- --
Return on Equity
Net Margins
EPS Revision Activity (6 mo. ago = 100%)
Compound Annual Growth Rates

Content on this tab for Individual & Professional subscribers only. Start your FREE trial

Valuation Metrics
  2023 2024E Fwd Est 2025E
Price-to-sales --x --x --x --x
Price-to-earnings --x --x --x --x
Price-to-cash flow --x --x --x --x
Price-to-growth --x --x --x --x
Price-to-book value --x --x --x --x
Yield --% --% --x --%
1.4 12.2 1.8 2.1% --
Based on closing prices from 12/9/2024
Historical Valuation Trends Sample data. Subscribe for access.

SHOWING:
Price-to-Earnings
SDVY



Notes: Based on adjusted historical results for current fund constituents. May differ from results achieved by past fund constituents. Max P/E of 100x.

Some content on this tab for Individual & Professional subscribers only. Start your FREE trial

ETF Research Center Rating

SPECULATIVE

Deeply undervalued but risky. A rating of SPECULATIVE is assigned to ETFs with ALTAR Scores in the top quintile (the top 20%) of their category, indicating exceptional appreciation potential. However, often these are narrowly-focused funds or in industries with structural issues, which may also make them very risky. Nonetheless they may still be useful as part of a well-diversified portfolio.

ALTAR Score™

SDVY

9.0%

Cat. Avg

5.4%


ALTAR Score™ Calculation

Category Overview
There are 978 funds in the US Equity category, with an average ALTAR Score™ of 5.4% and a standard deviation of 2.5%. SDVY's ALTAR Score™ is approximately 1.5 standard deviations above the category average. This places SDVY in the 93rd percentile among funds in the category.
Sell Side Consensus Rating

Sell-side recommendations on the ETF's individual constituents

SDVY
Peer Average
SELL
U/W
HOLD
O/W
BUY
Factor Scorecard

SIZE
VALUE
YIELD
MOMENTUM
VOLATILITY
QUALITY
Expense Analysis

Peer Group Rules-Based
US Equity ETFs
# of ETFs 609
Avg. Expense Ratio 46.6 bp
Std. Deviation 32.9 bp
SDVY (60 bp) Percentile rank 66
Peer Group Expense Ratio Distribution


Total Cost of Ownership (TCO) Comparison
Expense (bp)
(A)
Avg. Bid/Ask (bp)
(B)
TCO (bp)
(A)+(B)
SDVY 60.0 5.8 65.8
Peer Avg. 29.9 13.9 43.9
  For a detailed cost analysis of this and any other ETF use the TCO Comparison Tool .