PSC
Principal U.S. Small-Cap ETF
The Principal U.S. Small Cap Index ETF invests in small-capitalization companies within the U.S. that exhibit high shareholder yield, high pricing power, and momentum.
US
EQUITY
Rules-Based
MANAGEMENT STYLE
1.4 B
ASSETS UNDER MGMT
38 bp
EXPENSES
Fund Basics
| Fund sponsor | The Principal Financial Group |
| Category | US |
| Asset class | Equity |
| Website | link... |
| Inception date | Sep 21, 2016 |
| Assets (mns) | $1,402 |
| Expense ratio | 38 bp |
| Currency | USD |
Sector Breakdown
Fund Structure
| Regulation | Open-Ended Fund |
| Distributions | Quarterly |
| Taxation | 1099 |
| Stock selection | Multi-Factor |
| Weighting | Technical |
| Holdings Transparency | Full |
| Derivatives-based | No |
| Options available | No |
| Currency hedged | No |
| Fund of funds | No |
Top 10 Holdings
| HIMS & HERS HEALTH, INC. CLASS A | 2.2 % |
| MR. COOPER GROUP, INC. | 1.7 % |
| BRINKER INTERNATIONAL INC | 1.7 % |
| CARPENTER TECHNOLOGY | 1.3 % |
| NEXTRACKER, INC. CLASS A | 1.3 % |
| SPROUTS FARMERS MARKET INC | 1.1 % |
| STERLING CONSTRUCTION CO | 1.1 % |
| FABRINET | 1.0 % |
| BOFI HOLDING INC | 1.0 % |
| RAMBUS INC | 0.9 % |
Constituent Breakdown
| Number of holdings | 507 |
| Herfindahl-Hirschman Index | 56 |
| Wgt avg mkt cap (mns) | $5,228 |
| Large cap (>$10bn) | 9.5% |
| Mid cap ($2-10bn) | 77.9% |
| Small cap (<$2bn) | 23.9% |
| Developed mkts. | 111.6% |
| Emerging mkts. | 1.2% |
Country Exposure
 |
UNITED STATES | 106.0 % |
 |
BERMUDA | 1.3 % |
 |
CAYMAN ISLANDS | 1.0 % |
 |
BRITAIN | 0.8 % |
 |
PUERTO RICO | 0.7 % |
 |
BRAZIL | 0.6 % |
 |
IRELAND | 0.6 % |
Historical Performance
Standardized Performance (as of 10/31/2025)
| YTD | 1 YR | 2 YR | 3 YR | 5 YR | 10 YR | 20 YR | Incep. | |
|---|---|---|---|---|---|---|---|---|
| Price Returns | 10.2% | 11.3% | 21.4% | 11.7% | 14.8% | -- | -- | 9.2% |
| Dividend Yield | 0.2% | 0.2% | 0.6% | 0.8% | 1.3% | -- | -- | 1.3% |
| Total Returns | 10.4% | 11.5% | 22.0% | 12.4% | 16.1% | -- | -- | 10.5% | Ann. Volatility | 23.2% | 23.3% | 21.2% | 20.6% | 21.9% | -- | -- | 25.2% |
Market Correlations
| versus... | Beta | R-squared |
| S&P 500 | 1.21 | 68% |
| MSCI EAFE | 0.67 | 27% |
| MSCI Emg Mkts | 0.46 | 15% |
Liquidity Measures
| Avg. volume (000) | 384 |
| ADV traded (mns) | $22 |
| Turnover | 1.6% |
| Avg. Bid/Ask (% of price) | 0.19% |
Technical Indicators
| Recent close | $56.48 |
| 30d moving avg. | $56.82 |
| Annualized volatility | 19.1% |
| Relative strength (RSI) | 52 |
| Short interest | 0.1% |
Distributions
Assets Under Management (mns)
Money Flows (mns)
Short Interest (as % of shares outstanding)
Long Money Flows (mns)
Top Ten Comparable ETFs only shown here. For an extended list become an Individual or Professional subscriber. Start your FREE trial
Comparable ETFs Based on Overlap
| Ticker | Fund Name | Overlap vs. |
Expenses vs. |
ALTAR Score™ vs. |
|---|---|---|---|---|
| GSSC | Goldman Sachs Activebeta U.S. Small Cap Equity ETF | 53.4% | -18 bp | +5.6% |
| JPSE | JPMorgan Diversified Return U.S. Small Cap Equity ETF | 47.9% | -9 bp | +8.3% |
| FLQS | Franklin U.S. Small Cap Multifactor Index ETF | 43.9% | -3 bp | +9.9% |
| IJT | iShares S&P Small-Cap 600 Growth ETF | 43.1% | -20 bp | +5.6% |
| CSA | VictoryShares US Small Cap Volatility Wtd ETF | 42.9% | -3 bp | +7.6% |
| XJR | iShares ESG Screened S&P Small-Cap ETF | 42.8% | -26 bp | +7.7% |
| OMFS | Invesco Russell 2000 Dynamic Multifactor ETF | 42.4% | +1 bp | +5.7% |
| BBSC | JPMorgan BetaBuilders U.S. Small Cap Equity ETF | 42.4% | -29 bp | +3.9% |
| SLYG | SPDR S&P 600 Small Cap Growth ETF | 42.4% | -23 bp | +5.6% |
| IJR | iShares Core S&P Small Cap ETF | 42.3% | -32 bp | +7.8% |
Risk and Returns: PSC vs. Comps (1 YR)
Notes: Top 10 overlapping ETFs. Funds with insufficient history not shown. Some funds may overlap. Hover over data point for ticker symbol.
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Results & Estimates
| 2020 | 2021 | 2022 | 2023 | 2024 | 2025 | 2026 | ||
|---|---|---|---|---|---|---|---|---|
| Sales per share | -- | -- | -- | -- | -- | -- | -- | |
| change (%) | -- | -- | -- | -- | -- | -- | -- | |
| Earnings per share | -- | -- | -- | -- | -- | -- | -- | |
| change (%) | -- | -- | -- | -- | -- | -- | -- | |
| Dividends per share | -- | -- | -- | -- | -- | -- | -- | |
| change (%) | -- | -- | -- | -- | -- | -- | -- | |
| Book value per share | -- | -- | -- | -- | -- | -- | -- | |
| change (%) | -- | -- | -- | -- | -- | -- | -- |
Return on Equity
Net Margins
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Valuation Metrics
| Fwd Est | 2024 | 2025 | 2026 | |
| Price-to-sales | --x | --x | --x | --x |
| Price-to-earnings | --x | --x | --x | --x |
| Price-to-cash flow | --x | --x | --x | --x |
| Price-to-growth | --x | --x | --x | --x |
| Price-to-book value | --x | --x | --x | --x |
| Yield | --% | --% | --x | --% |
Based on closing prices from 11/4/2025
Peer Group Comparison Sample data. Subscribe for access.
Price-to-Earnings
Price-to-Sales
Price-to-Book Value
Price-to-Cash Flow
Price-to-Growth
Dividend Yield
Historical Valuation Trends Sample data. Subscribe for access.
SHOWING:
Price-to-Earnings
Price-to-Earnings
Notes: Based on adjusted historical results for current fund constituents. May differ from results achieved by past fund constituents. Max P/E of 100x.
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ETF Research Center Rating
OVERWEIGHT
Above average appreciation potential. A rating of OVERWEIGHT is assigned to ETFs with ALTAR Scores in the 4th quintile (ranking higher than 60%-80%) of their category. Typically, funds in this category consist of stocks trading at attractive valuations and/or having above-average fundamentals.
ALTAR Score™
PSC
6.9%
Cat. Avg
5.6%
ALTAR Score™ Calculation
Category Overview
There are 996 funds in the US Equity category, with an average ALTAR Score™
of 5.6% and a standard deviation of
2.4%. PSC's ALTAR Score™ is approximately
0.5 standard deviations
above
the category average. This places PSC in the 71st percentile among funds in the category.
Sell Side Consensus Rating
Sell-side recommendations on the ETF's individual constituents
PSCSELL
U/W
HOLD
O/W
BUY
Expense Analysis
| Peer Group | Rules-Based US Equity ETFs |
| # of ETFs | 627 |
| Avg. Expense Ratio | 46.1 bp |
| Std. Deviation | 32.8 bp |
| PSC (38 bp) Percentile rank | 40 |
Peer Group Expense Ratio Distribution
Total Cost of Ownership (TCO) Comparison
| Expense (bp) (A) |
Avg. Bid/Ask (bp) (B) |
TCO (bp) (A)+(B) |
|
|---|---|---|---|
| PSC | 38.0 | 18.6 | 56.6 |
| Peer Avg. | 46.1 | 15.6 | 61.7 |
For a detailed cost analysis of this and any other ETF use the TCO Comparison Tool .