FXU
First Trust Utilities AlphaDEX Fund
First Trust Utilities AlphaDEX seeks investment results that correspond to the StrataQuant Utilities AlphaDEX Index.
US
EQUITY
Rules-Based
MANAGEMENT STYLE
327.9 M
ASSETS UNDER MGMT
64 bp
EXPENSES
Fund Basics
| Fund sponsor | First Trust Advisors LP |
| Category | US |
| Asset class | Equity |
| Website | link... |
| Inception date | May 08, 2007 |
| Assets (mns) | $328 |
| Expense ratio | 64 bp |
| Currency | USD |
Sector Breakdown
Fund Structure
| Regulation | Open-Ended Fund |
| Distributions | Quarterly |
| Taxation | 1099 |
| Stock selection | Multi-Factor |
| Weighting | Tiered |
| Holdings Transparency | Full |
| Derivatives-based | No |
| Options available | Yes |
| Currency hedged | No |
| Fund of funds | No |
Top 10 Holdings
Complete list +
| VISTRA ENERGY CORP. | 4.5 % |
| NATIONAL FUEL GAS CO | 4.3 % |
| CONSTELLATION ENERGY CORPORATION | 4.3 % |
| UGI CORP | 4.2 % |
| EXELON CORP | 4.1 % |
| AVANGRID, INC. | 4.1 % |
| PINNACLE WEST CAPITAL | 4.1 % |
| NRG ENERGY INC | 3.9 % |
| ATMOS ENERGY CORP | 3.4 % |
| P G & E CORP | 3.4 % |
Constituent Breakdown
| Number of holdings | 41 |
| Herfindahl-Hirschman Index | 307 |
| Wgt avg mkt cap (mns) | $29,871 |
| Large cap (>$10bn) | 84.7% |
| Mid cap ($2-10bn) | 15.3% |
| Small cap (<$2bn) | 0.0% |
| Developed mkts. | 100.0% |
| Emerging mkts. | 0.0% |
Country Exposure
 |
UNITED STATES | 99.8 % |
Historical Performance
Standardized Performance (as of 09/30/2024)
| YTD | 1 YR | 2 YR | 3 YR | 5 YR | 10 YR | Incep. | |
|---|---|---|---|---|---|---|---|
| Total Returns | 22.9% | 38.7% | 15.4% | 11.9% | 8.3% | 8.5% | 7.1% | Volatility | 15.8% | 17.2% | 19.0% | 17.6% | 22.2% | 18.4% | -- |
Market Correlations
| versus... | Beta | R-squared |
| S&P 500 | 0.72 | 51% |
| MSCI EAFE | 0.81 | 63% |
| MSCI Emg Mkts | 0.66 | 39% |
Liquidity Measures
| Avg. volume (000) | 75 |
| Turnover | 0.9% |
| Avg. Bid/Ask (% of price) | 0.05% |
| ADV of underlying (mns) | $8,658 |
Technical Indicators
| Recent close | $38.80 |
| 30d moving avg. | $36.86 |
| Annualized volatility | 18.1% |
| Relative strength (RSI) | 53 |
| Short interest (ETF) | 0.4% |
| Short interest (underlying) | 1.5% |
Distributions
Assets Under Management (mns)
Money Flows (mns)
Short Interest (as % of shares outstanding)
Long Money Flows (mns)
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Comparable ETFs Based on Overlap
| Ticker | Fund Name | Overlap vs. FXU |
Expenses vs. FXU |
ALTAR Score™ vs. FXU |
|---|---|---|---|---|
| RSPU | Invesco S&P 500 Equal Weight Utilities ETF | 69.5% | -24 bp | +0.1% |
| PUI | Invesco Dorsey Wright Utilities Momentum ETF | 61.4% | -4 bp | +0.4% |
| IDU | iShares U.S. Utilities ETF | 56.9% | -24 bp | -0.5% |
| VPU | Vanguard Utilities ETF | 56.4% | -54 bp | +0.1% |
| FUTY | Fidelity MSCI Utilities Index ETF | 56.1% | -56 bp | +0.1% |
| XLU | Utilities Select Sector SPDR Fund | 56.1% | -55 bp | 0.0% |
| JXI | iShares Global Utilities ETF | 45.4% | -21 bp | +0.5% |
| UTES | Virtus Reaves Utilities ETF | 43.4% | -15 bp | -1.0% |
| ECLN | First Trust EIP Carbon Impact ETF | 37.5% | +32 bp | -0.8% |
| RBLD | First Trust Alerian US NextGen Infrastructure ETF | 28.8% | +1 bp | -0.5% |
Risk and Returns: FXU vs. Comps (1 YR)
Notes: Top 10 overlapping ETFs. Funds with insufficient history not shown. Some funds may overlap. Hover over data point for ticker symbol.
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Results & Estimates
| 2019 | 2020 | 2021 | 2022 | 2023 | 2024E | 2025E | ||
|---|---|---|---|---|---|---|---|---|
| Sales per share | -- | -- | -- | -- | -- | -- | -- | |
| change (%) | -- | -- | -- | -- | -- | -- | -- | |
| Earnings per share | -- | -- | -- | -- | -- | -- | -- | |
| change (%) | -- | -- | -- | -- | -- | -- | -- | |
| Dividends per share | -- | -- | -- | -- | -- | -- | -- | |
| change (%) | -- | -- | -- | -- | -- | -- | -- | |
| Book value per share | -- | -- | -- | -- | -- | -- | -- | |
| change (%) | -- | -- | -- | -- | -- | -- | -- |
Return on Equity
Net Margins
EPS Revision Activity (6 mo. ago = 100%)
Compound Annual Growth Rates
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Valuation Metrics
| 2023 | 2024E | Fwd Est | 2025E | |
| Price-to-sales | --x | --x | --x | --x |
| Price-to-earnings | --x | --x | --x | --x |
| Price-to-cash flow | --x | --x | --x | --x |
| Price-to-growth | --x | --x | --x | --x |
| Price-to-book value | --x | --x | --x | --x |
| Yield | --% | --% | --x | --% |
Based on closing prices from 10/21/2024
Peer Group Comparison Sample data. Subscribe for access.
Price-to-Earnings
Price-to-Sales
Price-to-Book Value
Price-to-Cash Flow
Price-to-Growth
Dividend Yield
Historical Valuation Trends Sample data. Subscribe for access.
SHOWING:
Price-to-Earnings
Price-to-Earnings
FXU
Notes: Based on adjusted historical results for current fund constituents. May differ from results achieved by past fund constituents. Max P/E of 100x.
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ETF Research Center Rating
NEUTRAL
Average appreciation potential. A rating of NEUTRAL is assigned to ETFs with ALTAR Scores in the middle quintile (ranking between 40%-60%) of their category. This indicates that valuations adequately reflect the fundamentals of stocks in these funds.
ALTAR Score™
FXU
5.2%
Cat. Avg
5.5%
ALTAR Score™ Calculation
Category Overview
There are 933 funds in the US Equity category, with an average ALTAR Score™
of 5.5% and a standard deviation of
2.4%. FXU's ALTAR Score™ is approximately
0.1 standard deviations
below
the category average. This places FXU in the 45th percentile among funds in the category.
Sell Side Consensus Rating
Sell-side recommendations on the ETF's individual constituents
FXUSELL
U/W
HOLD
O/W
BUY
Expense Analysis
| Peer Group | Rules-Based US Equity ETFs |
| # of ETFs | 609 |
| Avg. Expense Ratio | 46.6 bp |
| Std. Deviation | 32.9 bp |
| FXU (64 bp) Percentile rank | 71 |
Peer Group Expense Ratio Distribution
Total Cost of Ownership (TCO) Comparison
| Expense (bp) (A) |
Avg. Bid/Ask (bp) (B) |
TCO (bp) (A)+(B) |
|
|---|---|---|---|
| FXU | 64.0 | 5.0 | 69 |
| Peer Avg. | 44.1 | 16.7 | 60.9 |
For a detailed cost analysis of this and any other ETF use the TCO Comparison Tool .