FNY
First Trust Mid Cap Growth AlphaDEX Fund
First Trust Mid Cap Growth AlphaDEX Fund seeks investment results that correspond to the Defined Mid Cap Growth Index.
US
EQUITY
Rules-Based
MANAGEMENT STYLE
$ 486.6 M
ASSETS UNDER MGMT
70 bp
EXPENSES
Fund Basics
| Inception date | Apr 19, 2011 |
| Regulation | Open-Ended Fund |
| Fund Website | link... |
| Distributions | Quarterly |
| Currency | USD |
| Holdings Transparency | Full |
| Derivatives-based | No |
| Options available | Yes |
| Currency hedged | No |
| Fund of funds | No |
Top 10 Holdings
Complete list +
| TERAWULF INC. | 0.9 % |
| POWELL INDUSTRIES INC | 0.9 % |
| VIAVI SOLUTIONS INC. | 0.9 % |
| TTM TECHNOLOGIES | 0.9 % |
| PLANET LABS PBC CLASS A | 0.9 % |
| VIASAT INC | 0.9 % |
| ADVANCED ENERGY INDUSTRIES | 0.8 % |
| DYCOM INDUSTRIES INC | 0.8 % |
| VICOR CORP | 0.8 % |
| FLOWSERVE CORP | 0.8 % |
Constituent Breakdown
| Number of holdings | 226 |
| Herfindahl-Hirschman Index | 55 |
| Wgt avg mkt cap (mns) | $8,832 |
| Large cap (>$10bn) | 35.7% |
| Mid cap ($2-10bn) | 60.0% |
| Small cap (<$2bn) | 0.0% |
| Developed mkts. | 98.3% |
| Emerging mkts. | 0.0% |
Sector Breakdown
Country Exposure
 |
UNITED STATES | 97.5 % |
Historical Performance
Standardized Performance (as of 03/31/2026)
| YTD | 1 YR | 2 YR | 3 YR | 5 YR | 10 YR | 20 YR | Incep. | |
|---|---|---|---|---|---|---|---|---|
| Price Returns | -0.8% | 20.8% | 9.4% | 15.0% | 5.9% | 12.1% | -- | 10.4% |
| Dividend Yield | 0.0% | 0.0% | 0.2% | 0.2% | 0.2% | 0.3% | -- | 0.4% |
| Total Returns | -0.8% | 20.8% | 9.6% | 15.2% | 6.1% | 12.4% | -- | 10.8% | Ann. Volatility | 22.6% | 23.7% | 21.8% | 20.5% | 22.4% | 22.2% | -- | 21.0% |
Market Correlations
| versus... | Beta | R-squared |
| S&P 500 | 1.11 | 78% |
| MSCI EAFE | 1.02 | 57% |
| MSCI Emg Mkts | 0.86 | 53% |
Liquidity Measures
| Avg. volume (000) | 41 |
| ADV traded (mns) | $4 |
| Turnover | 0.8% |
| Avg. Bid/Ask (% of price) | 0.17% |
Technical Indicators
| 30d moving avg. (EMA) | $92.86 |
| Relative strength (RSI) | 53 |
| MACD/Signal | 0.16/-0.66 |
| Bollinger Bands (Upper/Lower) | $95.80/$87.23 |
| Short interest (% of AUM) | 1.3% |
Distributions
Top Ten Comparable ETFs only shown here. For an extended list become an Individual or Professional subscriber. Start your FREE trial
Comparable ETFs Based on Overlap
| Ticker | Fund Name | Overlap vs. FNY |
Expenses vs. FNY |
ALTAR Score™ vs. FNY |
|---|---|---|---|---|
| FNX | First Trust Mid Cap Core AlphaDEX Fund | 37.8% | -10 bp | +3.9% |
| ISCG | iShares Morningstar Small-Cap Growth ETF | 35.6% | -64 bp | +0.4% |
| IWO | iShares Russell 2000 Growth ETF | 30.8% | -46 bp | -1.7% |
| MDYG | State Street SPDR S&P 400 Mid Cap Growth ETF | 30.4% | -55 bp | +1.9% |
| IJK | iShares S&P Mid-Cap 400 Growth ETF | 30.4% | -53 bp | +1.9% |
| FAD | First Trust Multi Cap Growth AlphaDEX Fund | 29.1% | -6 bp | -0.8% |
| SLYG | State Street SPDR S&P 600 Small Cap Growth ETF | 28.5% | -55 bp | +1.7% |
| IJT | iShares S&P Small-Cap 600 Growth ETF | 27.8% | -52 bp | +1.7% |
| VIOG | Vanguard S&P Small-Cap 600 Growth ETF | 27.7% | -60 bp | +1.6% |
| IVOG | Vanguard S&P Mid-Cap 400 Growth ETF | 27.5% | -60 bp | +1.9% |
Risk and Returns: FNY vs. Comps (1 YR)
Notes: Top 10 overlapping ETFs. Funds with insufficient history not shown. Some funds may overlap. Hover over data point for ticker symbol.
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Results & Estimates (USD)
| 2020 | 2021 | 2022 | 2023 | 2024 | 2025 | 2026 | 2027 | ||
|---|---|---|---|---|---|---|---|---|---|
| Sales per share | -- | -- | -- | -- | -- | -- | -- | ||
| change (%) | -- | -- | -- | -- | -- | -- | -- | ||
| Earnings per share | -- | -- | -- | -- | -- | -- | -- | ||
| change (%) | -- | -- | -- | -- | -- | -- | -- | ||
| Dividends per share | -- | -- | -- | -- | -- | -- | -- | ||
| change (%) | -- | -- | -- | -- | -- | -- | -- | ||
| Book value per share | -- | -- | -- | -- | -- | -- | -- | ||
| change (%) | -- | -- | -- | -- | -- | -- | -- |
Return on Equity
Net Margins
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Valuation Metrics
| Fwd Est | 2025 | 2026 | 2027 | |
| Price-to-sales | --x | --x | --x | --x |
| Price-to-earnings | --x | --x | --x | --x |
| Price-to-cash flow | --x | --x | --x | --x |
| Price-to-growth | --x | --x | --x | --x |
| Price-to-book value | --x | --x | --x | --x |
| Yield | --% | --% | --x | --% |
Based on closing prices from 4/12/2026
Peer Group Comparison Sample data. Subscribe for access.
Price-to-Earnings
Price-to-Sales
Price-to-Book Value
Price-to-Cash Flow
Price-to-Growth
Dividend Yield
Historical Valuation Trends Sample data. Subscribe for access.
SHOWING:
Price-to-Earnings
Price-to-Earnings
Notes: Based on adjusted historical results for current fund constituents. May differ from results achieved by past fund constituents. Max P/E of 100x.
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ETF Research Center Rating
3.1%
ALTAR SCORE™
11st
PERCENTILE
AVOID
ETFRC RATING
There are 1,201 funds in the US Equity category with an average
ALTAR Score™ of 5.6% and a standard deviation
of 2.1%. FNY's ALTAR Score™ is approximately -1.2 standard
deviations above the category average. This places FNY in the 11st percentile
among funds in the category.
Sell-Side Consensus
$113.57
PRICE TARGET
+19.0%
UPSIDE