FCA
First Trust China AlphaDEX Fund
First Trust China AlphaDEX Fund seeks investment results that correspond to the Defined China Index.
Emerging Market
EQUITY
Rules-Based
MANAGEMENT STYLE
60.7 M
ASSETS UNDER MGMT
80 bp
EXPENSES
Fund Basics
| Fund sponsor | First Trust Advisors LP |
| Category | Emerging |
| Asset class | Equity |
| Website | link... |
| Inception date | Apr 18, 2011 |
| Assets (mns) | $61 |
| Expense ratio | 80 bp |
| Currency | USD |
Sector Breakdown
Fund Structure
| Regulation | Open-Ended Fund |
| Distributions | Quarterly |
| Taxation | 1099 |
| Stock selection | Multi-Factor |
| Weighting | Tiered |
| Holdings Transparency | Full |
| Derivatives-based | No |
| Options available | Yes |
| Currency hedged | No |
| Fund of funds | No |
Top 10 Holdings
Complete list +
| CHINA HONGQIAO GROUP LTD | 4.8 % |
| REMEGEN CO. LTD. CLASS H | 3.8 % |
| CHINA REINSURANCE (GROUP) CORP. CLASS H | 3.7 % |
| XINJIANG GOLDWIND SCI&TEC-H | 3.7 % |
| PETROCHINA CO LTD-H | 3.6 % |
| SHANDONG GOLD MINING CO., LTD. CLASS H | 3.6 % |
| PEOPLE'S INSURANCE CO GROU-H | 3.3 % |
| CHINA COAL ENERGY CO - H | 3.3 % |
| BAIDU, INC. CLASS A | 3.1 % |
| NEW CHINA LIFE INSURANCE C-H | 3.1 % |
Constituent Breakdown
| Number of holdings | 53 |
| Herfindahl-Hirschman Index | 253 |
| Wgt avg mkt cap (mns) | $11,933 |
| Large cap (>$10bn) | 24.6% |
| Mid cap ($2-10bn) | 49.8% |
| Small cap (<$2bn) | 21.3% |
| Developed mkts. | 5.0% |
| Emerging mkts. | 94.3% |
Country Exposure
 |
CHINA | 92.9 % |
 |
HONG KONG | 4.7 % |
Historical Performance
Standardized Performance (as of 11/30/2025)
| YTD | 1 YR | 2 YR | 3 YR | 5 YR | 10 YR | 20 YR | Incep. | |
|---|---|---|---|---|---|---|---|---|
| Price Returns | 44.2% | 46.6% | 26.4% | 7.1% | 0.8% | 3.3% | -- | -0.4% |
| Dividend Yield | 3.6% | 3.8% | 5.3% | 5.9% | 4.9% | 4.2% | -- | 3.6% |
| Total Returns | 47.8% | 50.4% | 31.7% | 13.0% | 5.7% | 7.5% | -- | 3.2% | Ann. Volatility | 25.9% | 26.2% | 28.9% | 26.9% | 27.8% | 26.8% | -- | 28.2% |
Market Correlations
| versus... | Beta | R-squared |
| S&P 500 | 0.67 | 25% |
| MSCI EAFE | 0.92 | 34% |
| MSCI Emg Mkts | 1.12 | 57% |
Liquidity Measures
| Avg. volume (000) | 10 |
| ADV traded (mns) | $0 |
| Turnover | 0.5% |
| Avg. Bid/Ask (% of price) | 1.34% |
Technical Indicators
| 30d moving avg. (EMA) | $28.86 |
| Relative strength (RSI) | 53 |
| MACD/Signal | -0.02/0.05 |
| Bollinger Bands (Upper/Lower) | $29.96/$28.06 |
| Short interest (% of AUM) | 0.5% |
Distributions
Assets Under Management (mns)
Money Flows (mns)
Short Interest (as % of shares outstanding)
Long Money Flows (mns)
Top Ten Comparable ETFs only shown here. For an extended list become an Individual or Professional subscriber. Start your FREE trial
Comparable ETFs Based on Overlap
| Ticker | Fund Name | Overlap vs. FCA |
Expenses vs. FCA |
ALTAR Score™ vs. FCA |
|---|---|---|---|---|
| FEM | First Trust Emerging Markets AlphaDEX Fund | 26.2% | 0 bp | +11.3% |
| UEVM | VictoryShares Emerging Markets Value Momentum ETF | 11.4% | -35 bp | +10.1% |
| FXI | iShares China Large-Cap ETF | 10.9% | -6 bp | +16.7% |
Risk and Returns: FCA vs. Comps (1 YR)
Notes: Top 10 overlapping ETFs. Funds with insufficient history not shown. Some funds may overlap. Hover over data point for ticker symbol.
Content on this tab for Individual & Professional subscribers only. Start your FREE trial
Results & Estimates
| 2020 | 2021 | 2022 | 2023 | 2024 | 2025 | 2026 | ||
|---|---|---|---|---|---|---|---|---|
| Sales per share | -- | -- | -- | -- | -- | -- | -- | |
| change (%) | -- | -- | -- | -- | -- | -- | -- | |
| Earnings per share | -- | -- | -- | -- | -- | -- | -- | |
| change (%) | -- | -- | -- | -- | -- | -- | -- | |
| Dividends per share | -- | -- | -- | -- | -- | -- | -- | |
| change (%) | -- | -- | -- | -- | -- | -- | -- | |
| Book value per share | -- | -- | -- | -- | -- | -- | -- | |
| change (%) | -- | -- | -- | -- | -- | -- | -- |
Return on Equity
Net Margins
Content on this tab for Individual & Professional subscribers only. Start your FREE trial
Valuation Metrics
| Fwd Est | 2024 | 2025 | 2026 | |
| Price-to-sales | --x | --x | --x | --x |
| Price-to-earnings | --x | --x | --x | --x |
| Price-to-cash flow | --x | --x | --x | --x |
| Price-to-growth | --x | --x | --x | --x |
| Price-to-book value | --x | --x | --x | --x |
| Yield | --% | --% | --x | --% |
Based on closing prices from 12/1/2025
Peer Group Comparison Sample data. Subscribe for access.
Price-to-Earnings
Price-to-Sales
Price-to-Book Value
Price-to-Cash Flow
Price-to-Growth
Dividend Yield
Historical Valuation Trends Sample data. Subscribe for access.
SHOWING:
Price-to-Earnings
Price-to-Earnings
Notes: Based on adjusted historical results for current fund constituents. May differ from results achieved by past fund constituents. Max P/E of 100x.
Some content on this tab for Individual & Professional subscribers only. Start your FREE trial
ETF Research Center Rating
OVERWEIGHT
Above average appreciation potential. A rating of OVERWEIGHT is assigned to ETFs with ALTAR Scores in the 4th quintile (ranking higher than 60%-80%) of their category. Typically, funds in this category consist of stocks trading at attractive valuations and/or having above-average fundamentals.
ALTAR Score™
FCA
9.0%
Cat. Avg
7.8%
ALTAR Score™ Calculation
Category Overview
There are 131 funds in the Emerging Equity category, with an average ALTAR Score™
of 7.8% and a standard deviation of
2.6%. FCA's ALTAR Score™ is approximately
0.5 standard deviations
above
the category average. This places FCA in the 67th percentile among funds in the category.
Sell Side Consensus Rating
Sell-side recommendations on the ETF's individual constituents
FCASELL
U/W
HOLD
O/W
BUY
Bid/Ask Spreads
134 bp
AVG SPREAD
72 —
189 bp
RANGE